Meeting ever-evolving third-party risk management compliance requirements can be time-consuming without the right processes and insights.
In this case study you will learn why Prevalent was praised for ensuring Moelis had a consistent vendor record and incorporating intelligence into their risk analysis. As chief compliance officer, Marie Bober is confident that Prevalent ensures that they are compliant and retain the records that the SEC and other regulators may need to see.
“We looked at five different vendors, but we chose Prevalent because we thought that they offered the most cohesive process and the most help with maturing our TPRM program.” - Marie Bober, Chief Compliance Officer and General Counsel, Moelis Asset Management
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